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Global Securities Markets [2011]

1
Fundamental Concepts
15
The Growth of Exchanges around the Globe and the Development of Screen‐Based Trading
37
The Paper Crunch and Development of New Institutions
43
Central Counterparties and Depositories
49
Major Worldwide Exchanges and Their Associated Depositories, and Practical Tips on Execution, Clearance, and Custody in Various Regions around the Globe
65
Legal Framework of the World Markets
89
Transfer of Securities and Perfection of Collateral
95
Margin
97
Short Selling and Stock Loans
103
Derivatives
113
Prime Brokerage
117
Managed Accounts
125
International Compliance
133
Money Laundering
141
SIPC and Other Investment Protection Schemes around the World
145
Risk Management
149
Conclusion
151
Afterword
153
Glossary
157
Further Reading
161
About the Author
163
Index
i
Front Matter
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