Checklist for Evaluating SOX 404 Software (English)
- New search for: Ramos, Michael
In:
The Sarbanes‐Oxley Section 404 Implementation Toolkit
: Practice Aids for Managers and Auditors
;
110-111
;
2012
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ISBN:
- Article/Chapter (Book) / Electronic Resource
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Title:Checklist for Evaluating SOX 404 Software
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Contributors:Ramos, Michael ( editor )
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Published in:The Sarbanes‐Oxley Section 404 Implementation Toolkit : Practice Aids for Managers and Auditors ; 110-111
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Publisher:
- New search for: John Wiley & Sons, Inc.
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Place of publication:Hoboken, NJ, USA
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Publication date:2012-01-02
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Size:2 pages
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ISBN:
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DOI:
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Type of media:Article/Chapter (Book)
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Type of material:Electronic Resource
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Language:English
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Keywords:
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Source:
Table of contents eBook
The tables of contents are generated automatically and are based on the data records of the individual contributions available in the index of the TIB portal. The display of the Tables of Contents may therefore be incomplete.
- 1
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General Work Program| 2012
- 17
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Project Planning Summary| 2012
- 31
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Checklist For Summarizing Project Team Competence And Objectivity| 2012
- 34
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Worksheet For Determining And Documenting Significant Accounts And Disclosures| 2012
- 40
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Mapping Of Business Processes To Significant Accounts And Disclosures| 2012
- 45
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Example Inquiries to Identify Changes to Internal Control| 2012
- 47
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Senior Management Review Checklist| 2012
- 52
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Checklist for Preparation of Management's Report on Internal Control Effectiveness| 2012
- 57
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Work Program for the Review of Documentation of Entity‐Level Controls| 2012
- 62
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Assessment of Internal Control Effectiveness: Overall Approach to Review of the Documentation of Entity‐Level Controls| 2012
- 66
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Assessment of Internal Control Effectiveness: Checklist for the Review of the Documentation of Entity‐Level Controls| 2012
- 80
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Work Program for the Review of Documentation of Activity‐Level Controls| 2012
- 82
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Assessment of Internal Control Effectiveness: Overall Approach to Review of the Documentation of Activity‐Level Controls| 2012
- 85
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Assessment of Internal Control Effectiveness: Checklist For the Review of the Documentation of a Significant Transaction or Business Unit/Location| 2012
- 87
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Documentation Techniques and Selected Examples for Routine Transactions| 2012
- 110
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Checklist for Evaluating SOX 404 Software| 2012
- 113
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Entity‐Level Controls Testing Tools| 2012
- 119
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Summary of Observations and Conclusions about Entity‐Level Control Effectiveness| 2012
- 135
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Checklist for Small Business Entity‐Level Controls| 2012
- 143
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Work Program for Testing Entity‐Level Control Effectiveness| 2012
- 171
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Index to Tests of Entity‐Level Controls: Inquiries and Surveys| 2012
- 176
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Entity‐Level Tests of Operating Effectiveness: Inquiry Note Sheets—Management| 2012
- 187
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Entity‐Level Tests of Operating Effectiveness: Inquiry Note Sheets—Board Members| 2012
- 193
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Entity‐Level Tests of Operating Effectiveness: Inquiry Note Sheets—Audit Committee Members| 2012
- 200
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Entity‐Level Tests of Operating Effectiveness: Inquiry Note Sheets—Employees| 2012
- 207
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Example Employee Survey| 2012
- 215
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Index to Tests of Entity‐Level Controls: Inspection of Documentation| 2012
- 217
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Worksheet to Document Inspection of Documentation of Performance of Entity‐Level Controls| 2012
- 220
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Index to Tests of Entity‐Level Controls: Observation of Operations| 2012
- 222
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Worksheet to Document Observation of Operation of Entity‐Level Controls| 2012
- 225
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Index to Tests of Entity‐Level Controls: Reperformance of Controls| 2012
- 227
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Worksheet to Document Reperformance of Entity‐Level Controls| 2012
- 230
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Work Program for Reviewing a Report on it General Control Effectiveness| 2012
- 235
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Planning and Review of Scope of Tests of it General Control Effectiveness| 2012
- 241
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Work Program for Performing an IT General Controls Review| 2012
- 253
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Guidelines And Example Inquiries For Performing Walkthroughs| 2012
- 261
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Example Testing Program for Activity‐Level Tests of Controls| 2012
- 262
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Example Testing Program for Control Operating Effectiveness: Revenue| 2012
- 267
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Example Testing Program for Control Operating Effectiveness: Purchases and Expenditures| 2012
- 271
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Example Testing Program for Control Operating Effectiveness: Cash Receipts and Disbursements| 2012
- 275
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Example Testing Program for Control Operating Effectiveness: Payroll| 2012
- 279
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Work Program for the Review of a Type 2 SAS No. 70 Report| 2012
- 282
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Type 2 SAS No. 70 Report Review Checklist| 2012
- 289
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Process Owners' Monitoring of Control Effectiveness| 2012
- 295
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Example Engagement Letter for Outside Consultants to Management| 2012
- 301
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Example Management Representation Letter| 2012
- 303
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Example Management Reports on Effectiveness of Internal Control over Financial Reporting| 2012
- 305
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Example Subcertification| 2012
- 307
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Appendix A| 2012
- 385
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About the CD—ROM| 2012
- 389
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Index| 2012
- 396
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Customer Note: If This Book Is Accompanied By Software, Please Read The Following Before Opening The Package| 2012
- i
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Front Matter| 2012